Licensing & Compliance
In holding its own Australian Financial Services License (AFSL), Sentinel achieves independence and the flexibility to tailor and focus its operations by design. Holding an AFSL comes with great regulatory obligations and Sentinel is subject to the Corporations Law as monitored and enforced by the Australian Securities and Investments Commission (ASIC) and must comply with numerous requirements including annual audit and ongoing review.
All of Sentinel's Licensing and Compliance is designed to do one thing – provide our clients with the knowledge and peace of mind that our business is operated in a fair, robust and secure manner. Those requirements are also aligned to our own interests and so we embrace compliance within our culture.